Compliance

Compliance

Experienced consultants who hit the ground running.

Able to work on your projects from our offices within a controlled environment, or onsite.
Capable of delivering surge-resourcing at short notice.

Our people are hand-picked for their subject matter expertise and track-record.

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Regulation

Our consultants are leaders in their fields. Able to implement regulatory change into existing frameworks or create new policy procedures in liaison with the FCA, FINRA and other regulatory bodies. We have global-reach with reputable partners with offices in the United States, Russia and the Middle East who can provide assistance with preparation of the initial response to regulators and test audits.

Financial Crime & AML

Our extensive experience in AML and Know Your Client solutions derives from working within Tier 1 Investment Banks. This makes us the perfect partner to create and implement client lifecycle management procedures. Our resource pool consists of MLROs and experienced associates. We have global-reach in regards to these operations with Consultants on the ground in London, New York and Dubai.

Legal Repapering

We equip you with the right expertise and resources to respond to regulatory change effectively. Our professionals have worked on legal repapering projects across the finance Industry. This includes; Initial Margin, MiFiD II, GDPR and LIBOR Reform.

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Product Labelling

We have the capacity to check and translate product labels for global import and export with the ability the manage bulk requests by leveraging our extensive international network of trade compliance consultants.

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Brexit Transition

Able to assist with regulatory transition projects.
This includes trade related matters, export contracts, import duty, customs and VAT.

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